Unclaimed
Matthew Casamassima is a financial professional with over two decades of experience in the securities industry. Currently, Matthew is a Registered Representative at Roth Capital Partners, LLC, where he provides investment advisory and research services. Prior to joining Roth Capital Partners, LLC, Matthew served as a Registered Representative at MKM PARTNERS LLC, and before that, at SPENCER TRASK VENTURES, INC. Matthew holds multiple industry licenses and holds the Series 7, 24, 55, 57TO, 63, 79TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CT
01/31/2023 - Present
Roth Capital Partners, LLC (STAMFORD CT)
CT
05/28/2002 - 01/31/2023
MKM PARTNERS LLC (STAMFORD CT)
NY
06/09/2000 - 02/25/2002
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Matthew Casamassima is the right advisor for you? Invested Better is here to help.