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Matthew Joseph Augugliaro

Allstate Financial Services, LLC

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About Matthew Joseph Augugliaro

Matthew Augugliaro has been in the financial industry since July 3, 1996. Matthew is currently registered with Allstate Financial Services, LLC. Previously, Matthew was registered with HORNOR, TOWNSEND & KENT, INC. Matthew is a registered representative in New York and Wyoming. Matthew has passed the Series 6, 7, 9, 10, 63 and SIE exams.

Firm Information

Matthew Augugliaro is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Augugliaro’s Registration & Firm History

NY

09/10/2014 - Present

Allstate Financial Services, LLC (HUNTINGTON NY)

NY

06/21/2013 - 07/02/2014

HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)

NY

01/29/2007 - 07/11/2013

EQUITY SERVICES, INC. (JERICHO NY)

NY

04/03/2003 - 11/03/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/18/1999 - 10/02/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/13/1995 - 03/04/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

MN

08/02/1995 - 10/02/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/02/1995 - 10/02/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

01/05/1995 - 01/17/1995

SHEFFIELD INVESTMENTS, INC.

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Licenses & Designations

BC

Issued 09/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/24/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/1995

Series 7 - General Securities Representative Examination

BC

Issued 01/04/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Matthew Joseph Augugliaro. Review regulatory record here.
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