Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rupert is a financial advisor with over 23 years of experience in the industry. Matthew is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc.. Matthew has a broad range of experience in the financial services industry and holds a variety of licenses, including Series 3, 4, 7, 9, 10, 24, 53, 63, 66, 99TO, and SIE. Matthew's current registrations include Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/04/2011 - Present
Hilltop Securities Inc. (DALLAS TX)
NJ
03/15/2002 - 01/04/2006
XCU CAPITAL CORPORATION, INC. (PARSIPPANY NJ)
CA
07/11/2001 - 02/20/2002
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
CA
07/25/2000 - 09/27/2001
NEXA SECURITIES (PASADENA CA)
CA
06/28/1999 - 07/10/2000
STOCK USA, INC. (EL CAJON CA)
BOTH
Issued 01/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/29/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 3 - National Commodity Futures Examination
BC
Issued 06/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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