Unclaimed
Matthew John Wittick is a financial advisor with Wells Fargo Securities, LLC. Matthew is active in the broker-dealer channel. Matthew has been in the securities industry since February 20, 1997. Matthew holds licenses in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/30/2019 - Present
Wells Fargo Securities, LLC (New York NY)
NY
03/12/2012 - 12/06/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/08/2010 - 01/13/2012
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
11/03/2004 - 11/05/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/10/2003 - 10/19/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
02/02/2000 - 11/21/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/21/1997 - 10/27/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
06/13/1995 - 02/12/1997
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
01/12/1995 - 05/05/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/03/1994 - 01/03/1995
MERIDIAN, DUNHILL & CO., INC.
NY
08/03/1994 - 10/03/1994
DUNHILL EQUITIES, INC. (GARDEN CITY NY)
BC
Issued 07/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 05/15/2014
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 08/26/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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