Unclaimed
Matthew Sperrazza is a financial professional with over 10 years of experience in the industry. Matthew currently works as a financial advisor at Pacer Financial, Inc. Prior to this, Matthew worked at Janus Henderson Distributors US LLC, Northern Lights Distributors, LLC, Northstar Securities, LLC, Jackson National Life Distributors LLC, ING Financial Partners, Inc., and AXA Advisors, LLC. Matthew holds Series 66 and Series 7 licenses and is registered in Arizona, Colorado, Nevada, New Mexico, Pennsylvania, Utah and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/20/2022 - Present
Pacer Financial, Inc. (Malvern PA)
CO
05/17/2018 - 01/20/2022
JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)
NE
01/05/2016 - 11/01/2017
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
09/13/2011 - 09/02/2015
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
04/15/2010 - 04/28/2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
NY
11/05/2009 - 11/10/2009
ING FINANCIAL PARTNERS, INC. (ALBANY NY)
NY
07/14/2008 - 09/03/2009
AXA ADVISORS, LLC (CLIFTON PARK NY)
IA
Issued 02/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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