Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Spence is a financial advisor with Barclays Capital Inc. Matthew has been in the industry for over 5 years. Matthew is registered with FINRA and the state of California. Matthew has passed the Series 63, SIE, and Series 79 exams. Matthew was previously employed at Guggenheim Securities, LLC in Menlo Park, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/13/2022 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
CA
02/09/2018 - 08/19/2022
GUGGENHEIM SECURITIES, LLC (Menlo Park CA)
NY
08/31/2015 - 04/20/2016
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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