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Matthew John Shockley

G1 Execution Services, LLC

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About Matthew John Shockley

Matthew Shockley is a financial advisor with G1 Execution Services, LLC located in Bala Cynwyd, PA. Matthew has been in the industry since 1999 and holds the Series 7, Series 55, Series 57TO, and Series 63 licenses. Matthew is also a registered principal of G1 Execution Services, LLC. Matthew has been with G1 Execution Services, LLC since 2014 and has worked with Susquehanna Capital Group before joining G1 Execution Services, LLC.

Firm Information

Matthew Shockley is currently registered with G1 Execution Services, LLC. G1 Execution Services, LLC is a Limited Liability Company formed in August 2000. The firm has been approved to operate in Illinois and Pennsylvania, and holds one approved SEC registration. The firm has 33 Regulatory Events and 1 Civil Event disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Shockley’s Registration & Firm History

PA

09/29/2014 - Present

G1 Execution Services, LLC (bala cynwyd PA)

PA

05/25/1999 - 09/29/2014

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 03/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew John Shockley.
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