Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Plescia is a financial professional with experience in the securities industry. Matthew is currently registered with Hold Brothers Capital LLC and has previously been registered with Charles Schwab & Co., Inc.. Matthew has passed the Series 63, Series 7, Series 57, Series 99 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/01/2023 - Present
Hold Brothers Capital LLC (NEW YORK NY)
TX
01/25/2023 - 06/14/2023
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 02/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 08/24/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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