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Matthew John Niegocki

LPL Enterprise, LLC

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About Matthew John Niegocki

Matthew Niegocki is a registered representative with LPL Enterprise, LLC, having been in the financial services industry since July 2006. Matthew has been serving clients in Melville, New York and across multiple states since 2006. Matthew is also a registered investment advisor in New York and Texas. Matthew has earned FINRA Series 6, 7, 63 and 65 licenses. Matthew earned his Series 6 license in July 2006 and his Series 65 license in December 2009. Matthew also earned his Series 7 license in July 2017 and his Series SIE in October 2018. Matthew is a board member for the Family Service League and is involved in the local community.

Firm Information

Matthew Niegocki is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Niegocki’s Registration & Firm History

NY

11/14/2024 - Present

LPL Enterprise, LLC (EAST SETAUKET NY)

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Licenses & Designations

IA

Issued 12/31/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2017

Series 7 - General Securities Representative Examination

BC

Issued 07/07/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew John Niegocki.
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