linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew John Nichols

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew John Nichols

Matthew Nichols is a financial advisor with Northwestern Mutual Investment Services, LLC. He has been in the financial services industry since 2015. Matthew holds licenses in multiple states including Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Minnesota, Nevada, New York, Oklahoma, South Dakota, Texas, and Utah. He is also registered with the state of Iowa as an Investment Advisor Representative. Matthew has a wide range of experience in the financial services industry, including investment advisory, brokerage, and insurance. His focus is on providing clients with personalized financial planning and investment advice. Matthew's goal is to help clients achieve their financial goals, whether that is planning for retirement, saving for college, or protecting their assets.

Firm Information

Matthew Nichols is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Nichols’s Registration & Firm History

IA

07/08/2015 - Present

Northwestern Mutual Investment Services, LLC (W Des Moines IA)

Not sure if Matthew John Nichols is right for you?

Licenses & Designations

IA

Issued 06/26/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/16/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2016

Series 7 - General Securities Representative Examination

BC

Issued 01/07/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew John Nichols.
Not sure if Matthew John Nichols is right for you?