Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Nichols is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Matthew is a registered investment advisor in Iowa and holds a Series 6, 7, 63, and 65 licenses. He has been in the industry since January 6, 2015, and is currently registered with Northwestern Mutual Investment Services, LLC in West Des Moines, Iowa. Matthew has a background in insurance sales and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
07/08/2015 - Present
Northwestern Mutual Investment Services, LLC (W Des Moines IA)
IA
Issued 6/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 1/7/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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