Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mundy is a financial advisor with over 18 years of experience in the industry. Currently, Matthew is registered with Independent Financial Group, LLC and has been with them since May 2020. Previously, Matthew was associated with LPL Financial LLC, Kalos Capital, Inc., and MML Investors Services, LLC. Matthew provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pension plans. Matthew holds Series 6, 7, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
05/05/2020 - Present
Independent Financial Group, LLC (CHANDLER AZ)
AZ
03/08/2016 - 05/22/2020
LPL FINANCIAL LLC (CHANDLER AZ)
AZ
03/09/2015 - 03/08/2016
KALOS CAPITAL, INC. (CHANDLER AZ)
AZ
02/13/2015 - 03/03/2015
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
04/26/2013 - 01/06/2015
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
02/02/2011 - 11/07/2012
LPL FINANCIAL LLC (GILBERT AZ)
IL
10/20/2004 - 01/06/2011
NYLIFE SECURITIES LLC (SCHAUMBURG IL)
IA
Issued 05/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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