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Matthew John Moran

HAP Trading, LLC

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About Matthew John Moran

Matthew John Moran is a securities professional with over 20 years of experience in the financial industry. Matthew has held various positions at prominent firms such as RBC Capital Markets, LLC and SG Americas Securities, LLC. Matthew is currently registered with Hap Trading, LLC and holds a Series 7, Series 55, Series 62, Series 57TO, SIE and Series 63 license. Matthew is a valuable asset to any team and has a proven track record of success in the financial industry.

Firm Information

Matthew Moran is currently registered with HAP Trading, LLC. HAP Trading, LLC is a Limited Liability Company formed on August 26, 1997. The firm has been approved for registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Moran’s Registration & Firm History

NY

03/11/2015 - Present

HAP Trading, LLC (NEW YORK NY)

NY

11/26/2012 - 03/24/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

06/09/2010 - 11/27/2012

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

09/26/2003 - 05/20/2010

LABRANCHE STRUCTURED PRODUCTS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/06/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew John Moran.
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