Unclaimed
Matthew Mast is an investment advisor representative with Thrivent Investment Management Inc. Matthew has been in the industry since 2005. He is currently registered in Michigan, Oklahoma and Texas. Matthew has held previous positions at UBS Financial Services Inc., Citigroup Global Markets Inc., Thrivent Investment Management Inc. and McLaughlin, Piven, Vogel Securities, Inc. He holds Series 7, 63, 66 and 31 securities licenses. Matthew specializes in providing financial planning and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
10/16/2018 - Present
Thrivent Investment Management Inc. (SAINT JOSEPH MI)
CO
04/21/2009 - 07/18/2014
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
CO
08/09/2006 - 05/12/2009
CITIGROUP GLOBAL MARKETS INC. (COLORADO SPRINGS CO)
IL
10/04/2005 - 06/27/2006
THRIVENT INVESTMENT MANAGEMENT INC. (LAKE IN THE HILLS IL)
NY
01/07/2005 - 09/27/2005
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 11/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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