Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew John Main is a financial advisor with over 10 years of experience in the industry. Matthew is currently registered with TD Securities (USA) LLC and has previously worked at MIZUHO SECURITIES USA INC. and RBS SECURITIES INC. Matthew holds licenses for Series 63, SIE, and Series 79. Matthew's office is located in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/14/2015 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
04/16/2015 - 06/19/2015
MIZUHO SECURITIES USA INC. (HOUSTON TX)
TX
10/07/2011 - 04/15/2015
RBS SECURITIES INC. (HOUSTON TX)
BC
Issued 05/31/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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