Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Kennedy is a financial advisor registered with Oppenheimer & Co. Inc. in New Jersey and New York. Matthew has over 20 years of experience in the financial services industry. Matthew has worked with a number of firms over the course of their career, including BANC OF MANHATTAN CAPITAL, MDB CAPITAL GROUP LLC, BANC OF AMERICA SECURITIES LLC, COUNTRYWIDE SECURITIES CORPORATION, GUGGENHEIM CAPITAL MARKETS, LLC, DEUTSCHE BANK SECURITIES INC., UBS WARBURG LLC and UBS PAINEWEBBER INC. Matthew holds the Series 7, Series 63 and SIE licenses. Matthew is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/05/2010 - 10/16/2013
BANC OF MANHATTAN CAPITAL (NEW YORK NY)
CA
11/30/2009 - 01/05/2010
MDB CAPITAL GROUP LLC (CALABASAS CA)
NY
08/08/2008 - 07/23/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/17/2006 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)
NY
10/05/2004 - 01/18/2006
GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/10/2004 - 09/30/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/24/2001 - 08/26/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/10/2001 - 09/14/2001
UBS WARBURG LLC (NEW YORK NY)
NJ
02/02/2000 - 04/20/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 01/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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