linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew John Guadagno

TP Icap Global Markets Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew John Guadagno

Matthew Guadagno is a financial professional with over a decade of experience in the industry. Matthew currently works at TP Icap Global Markets Americas LLC. Previous employers include Tullett Prebon Financial Services LLC, Execution Access, LLC, UBS Securities LLC, GFI Securities LLC, and ICAP Electronic Broking LLC. Matthew is licensed to provide securities related services in multiple states.

Firm Information

Matthew Guadagno is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Guadagno’s Registration & Firm History

CT

06/30/2023 - Present

TP Icap Global Markets Americas LLC (NORWALK CT)

CT

08/03/2021 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)

NY

03/01/2018 - 08/02/2021

EXECUTION ACCESS, LLC (NEW YORK NY)

NY

08/27/2015 - 11/30/2017

UBS SECURITIES LLC (NEW YORK NY)

NY

07/31/2014 - 10/27/2015

GFI SECURITIES LLC (NEW YORK NY)

NJ

07/20/2005 - 10/01/2008

ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)

Not sure if Matthew John Guadagno is right for you?

Licenses & Designations

BC

Issued 07/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 08/26/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew John Guadagno.
Not sure if Matthew John Guadagno is right for you?