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Matthew John Galle

Fidelity Brokerage Services LLC

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About Matthew John Galle

Matthew John Galle is a financial advisor with over 20 years of experience in the industry. Matthew is currently registered with Fidelity Brokerage Services LLC and is a licensed securities representative. Matthew previously held positions with TRADITION SECURITIES AND DERIVATIVES LLC, AGENCY TRADING GROUP, INC., and NAVILLUS SECURITIES, INC. Matthew has extensive experience in the securities industry and is committed to providing clients with personalized financial advice.

Firm Information

Matthew Galle is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Galle’s Registration & Firm History

UT

12/06/2022 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

MN

09/05/2019 - 11/30/2022

TRADITION SECURITIES AND DERIVATIVES LLC (Wayzata MN)

MN

04/14/2015 - 09/10/2019

AGENCY TRADING GROUP, INC. (WAYZATA MN)

MN

10/27/2011 - 10/31/2013

AGENCY TRADING GROUP, INC. (WAYZATA MN)

MN

09/29/2003 - 11/14/2008

AGENCY TRADING GROUP, INC. (WAYZATA MN)

PA

07/10/2003 - 10/24/2003

NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)

PA

06/07/1999 - 05/22/2002

NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)

ID

02/12/1998 - 06/14/1999

TRINITY EQUITY TRADING, INC. (SANDPOINT ID)

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Licenses & Designations

BC

Issued 12/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2016

Series 57 - Securities Trader Exam

BC

Issued 05/24/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew John Galle.
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