Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Doherty is a financial advisor at Ameriprise Financial Services, LLC. Matthew has been in the financial services industry since July 17, 2000 and has a broad range of experience in helping clients with their financial needs. Matthew is registered with both FINRA and the state of New Jersey as a Registered Representative, and the state of New York as an Investment Advisor Representative. Matthew has passed the Series 7, Series 63, Series 66, and SIE exams. Ameriprise Financial Services, LLC is a large financial services firm with over 140,000 clients and over $479 billion in assets under management. The firm specializes in providing a variety of financial services including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/12/2022 - Present
Ameriprise Financial Services, LLC (Hauppauge NY)
NJ
03/02/2007 - 03/30/2007
MERCADIEN SECURITIES (HAMILTON NJ)
NJ
03/08/2006 - 02/05/2007
PRIME CAPITAL SERVICES, INC. (TOMS RIVER NJ)
WI
06/02/2005 - 03/01/2006
INVEST FINANCIAL CORPORATION (APPLETON WI)
SC
04/19/2002 - 02/10/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
02/02/1999 - 02/04/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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