Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Bragg is a financial advisor with over 14 years of experience in the industry. Matthew currently works with Osaic Wealth, Inc. in Scottsdale, Arizona. Prior to this, Matthew held various positions at a number of firms including Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, SagePoint Financial, Inc., COR Clearing LLC, TD Ameritrade, Inc. and Thinkorswim, Inc. Matthew is a Series 63, 66, 24, 4, 52, 53, 34, 3, 7, and SIE licensed advisor. Matthew is registered with the State of Nebraska. Matthew provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/03/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
08/06/2015 - 06/14/2024
SECURITIES AMERICA, INC. (Omaha NE)
MN
02/03/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
02/03/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/03/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
06/13/2013 - 07/31/2013
COR CLEARING LLC (OMAHA NE)
NE
03/14/2011 - 06/27/2013
TD AMERITRADE, INC. (OMAHA NE)
NE
12/06/2006 - 11/11/2010
TD AMERITRADE, INC. (OMAHA NE)
IL
08/21/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
BOTH
Issued 02/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/31/2016
Series 4 - Registered Options Principal Examination
BC
Issued 12/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 11/01/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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