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Matthew Jerome Shimaitis

TP Icap Global Markets Americas LLC

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About Matthew Jerome Shimaitis

Matthew Jerome Shimaitis is a financial professional with over 25 years of experience in the industry. Currently, Matthew is registered with TP Icap Global Markets Americas LLC as a broker. Previously, Matthew was also registered with ICAP Securities USA LLC, BGC Financial, L.P., ING Barings Corp., ING Barings LLC, ING BARING (U.S.) SECURITIES, INC., EQ Financial Consultants, Inc. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Matthew is licensed in New Jersey and New York. Matthew has a strong understanding of the financial markets and is committed to providing his clients with the best possible service.

Firm Information

Matthew Shimaitis is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Shimaitis’s Registration & Firm History

NY

03/11/2013 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

12/18/2014 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

04/30/2002 - 03/07/2013

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

04/30/2001 - 10/04/2001

ING BARINGS CORP. (NEW YORK NY)

NY

07/01/1998 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

NY

02/06/1998 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

05/20/1997 - 01/20/1998

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

05/20/1997 - 01/20/1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2016

Series 3 - National Commodity Futures Examination

BC

Issued 05/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Jerome Shimaitis.
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