Unclaimed
Matthew Brookins is a financial advisor with Raymond James & Associates, Inc. based in Clearwater, FL. Matthew has been in the financial industry since 2014 and has a combined 26 years of experience in the brokerage and investment advisory fields. Matthew holds Series 6, 7, 66 and SIE securities licenses and is registered to provide investment advice in 28 states. Matthew previously worked at NYLIFE SECURITIES LLC, where he was an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/22/2022 - Present
Raymond James & Associates, Inc. (Clearwater FL)
FL
10/08/2015 - 04/20/2016
NYLIFE SECURITIES LLC (TAMPA FL)
BOTH
Issued 04/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Brookins is the right advisor for you? Invested Better is here to help.