Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Johnson is a financial advisor with LPL Financial LLC in DANA POINT, CA. Matthew has over 27 years of experience in the financial services industry. Matthew holds a Series 7, Series 24, Series 52, and Series 63 license, as well as the SIE exam and the Uniform Investment Adviser Law Examination. Matthew is a Certified Financial Planner. Matthew has previously worked at MORGAN STANLEY DW INC., PRUDENTIAL SECURITIES INCORPORATED, and OLDE DISCOUNT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/18/2013 - Present
LPL Financial LLC (DANA POINT CA)
NY
09/27/2000 - 03/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/19/1997 - 09/28/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
03/25/1996 - 07/30/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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