Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Dernis is a financial professional with over 25 years of experience in the financial services industry. Matthew is currently registered with Cambridge Investment Research Advisors, Inc. and has also held previous positions at other firms including INVESTACORP, INC., ROYAL ALLIANCE ASSOCIATES, INC., and MORGAN STANLEY DW INC. Matthew is a Certified Financial Planner and holds several industry licenses and certifications, including Series 6, 7, 24, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
05/24/2018 - Present
Cambridge Investment Research Advisors, Inc. (Fort Lauderdale FL)
FL
07/31/2012 - 06/08/2018
INVESTACORP, INC. (PLANTATION FL)
FL
10/31/2003 - 08/02/2012
ROYAL ALLIANCE ASSOCIATES, INC. (FT. LAUDERDALE FL)
NY
10/17/2001 - 11/03/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
01/04/1999 - 10/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
03/05/1996 - 02/01/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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