Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rice is an active investment advisor representative at Avantax Advisory Services. Matthew has been in the industry since September 2001. Matthew works with individuals, high-net-worth individuals, corporations, and pension plans. Matthew's office is located in Charlotte, North Carolina. In addition to Avantax Advisory Services, Matthew is also registered with Ameriprise Financial Services, LLC, IDS Life Insurance Company, Intersecurities, Inc., and McDonald Investments Inc. Matthew is also a registered CPA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NC
06/15/2020 - Present
Avantax Advisory Services (CHARLOTTE NC)
NC
09/06/2002 - 07/17/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Charlotte NC)
MN
09/06/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
08/30/2001 - 01/07/2002
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NY
02/07/2001 - 05/17/2001
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
OH
02/07/2001 - 02/07/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
10/01/1993 - 02/15/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 04/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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