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Matthew Jason Hancock

Keefe, Bruyette & Woods, Inc.

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About Matthew Jason Hancock

Matthew Jason Hancock is a financial professional with over 10 years of experience in the industry. Matthew is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel Independent Advisors, LLC. Matthew has previously worked at Miller Buckfire & Co., LLC and Sterne, Agee & Leach, Inc. Matthew holds the Series 27, Series 99, and SIE licenses.

Firm Information

Matthew Hancock is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Hancock’s Registration & Firm History

MO

03/22/2022 - Present

Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)

NY

03/22/2022 - 08/01/2023

MILLER BUCKFIRE & CO., LLC (NEW YORK NY)

AL

06/15/2013 - 02/18/2016

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 09/08/2015

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Jason Hancock.
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