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Matthew James Thompson

Piper Sandler & Co.

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About Matthew James Thompson

Matthew Thompson is a financial advisor with over 20 years of experience in the financial industry. Matthew is currently registered with Piper Sandler & Co. and has been with the firm since December 2003. Before that, Matthew worked at Country Club Financial Services, Inc. Matthew has a broad range of experience in financial services, including investment advising, securities trading, and financial planning. Matthew holds a Series 7, Series 52, and Series 63 license as well as the Series 65 and SIE exam.

Firm Information

Matthew Thompson is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Thompson’s Registration & Firm History

KS

08/05/2016 - Present

Piper Sandler & Co. (LEAWOOD KS)

MO

10/06/2003 - 12/15/2003

COUNTRY CLUB FINANCIAL SERVICES, INC. (KANSAS CITY MO)

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Licenses & Designations

IA

Issued 09/03/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/15/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2001

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew James Thompson.
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