Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew James Smith is an active Investment Advisor Representative, registered in both Broker-Dealer and Investment Advisor capacities. Matthew has been in the financial services industry since February 24, 2016. Matthew is currently registered with Fidelity Personal And Workplace Advisors, and has previously worked at Ameriprise Financial Services, LLC, TD Ameritrade, Inc., Charles Schwab & Co., Inc., and Fidelity Brokerage Services LLC. Matthew is also a partner at Saloon TCG LLC, a collectible trading card business. Matthew holds Series 63 and 66 securities licenses as well as the Series 7 and Securities Industry Essentials (SIE) exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
09/28/2021 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NH
07/23/2020 - 08/06/2021
AMERIPRISE FINANCIAL SERVICES, LLC (NASHUA NH)
MA
08/16/2019 - 07/17/2020
TD AMERITRADE, INC. (BOSTON MA)
MA
06/19/2018 - 08/01/2019
CHARLES SCHWAB & CO., INC. (Burlington MA)
NH
12/13/2014 - 06/07/2017
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 06/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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