Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Smith is a financial advisor with Cetera Advisor Networks LLC, a firm based in Omaha, NE. Matthew holds Series 3, 7, and 63 licenses, and the SIE exam. Matthew has experience in the financial services industry since 2014 and specializes in serving individual investors in the Omaha area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
08/07/2019 - Present
Cetera Advisor Networks LLC (OMAHA NE)
NE
09/04/2018 - 04/16/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
08/08/2017 - 04/16/2019
TD AMERITRADE, INC. (OMAHA NE)
NE
04/05/2016 - 07/05/2017
COR CLEARING LLC (OMAHA NE)
NE
07/15/2014 - 03/03/2015
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2018
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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