Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rozzi is a financial advisor with over 25 years of experience in the financial services industry. Matthew currently works at Sutter Securities Inc. based out of Irvine, California. Matthew has extensive experience in the financial services industry working with firms such as SDDCO Brokerage Advisors LLC, IDB Capital Corp. and Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/19/2021 - Present
Sutter Securities Inc. (IRVINE CA)
NY
12/06/2017 - 01/03/2020
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
NY
02/18/2010 - 12/04/2017
IDB CAPITAL CORP. (NEW YORK NY)
NJ
12/11/2009 - 02/23/2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
04/04/2007 - 01/09/2009
UMTB SECURITIES INC. (NEW YORK NY)
NY
12/20/2000 - 07/31/2006
SIGNATURE SECURITIES (NEW YORK NY)
NY
09/22/1995 - 07/14/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
CA
03/24/1994 - 10/25/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
12/17/1991 - 06/18/1992
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
09/19/1991 - 10/10/1991
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 06/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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