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Matthew James Phillips

Parkland Securities, LLC

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About Matthew James Phillips

Matthew James Phillips is a registered representative at Parkland Securities, LLC. Matthew has been in the financial industry since September 2020 and holds Series 7TO, Series 24, Series 4, and SIE licenses. Matthew also has a branch office location at Parkland Securities, LLC in Ann Arbor, MI. Matthew has been registered with the Financial Industry Regulatory Authority (FINRA) since February 2021. Prior to joining Parkland Securities, LLC, Matthew was a registered representative at Sigma Financial Corp.

Firm Information

Matthew Phillips is currently registered with Parkland Securities, LLC. Parkland Securities, LLC is a Limited Liability Company formed in 2001. The firm is registered in 53 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Phillips’s Registration & Firm History

MI

02/09/2021 - Present

Parkland Securities, LLC (ANN ARBOR MI)

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Licenses & Designations

BC

Issued 12/20/2023

Series 4 - Registered Options Principal Examination

BC

Issued 02/05/2021

Series 24 - General Securities Principal Examination

BC

Issued 09/18/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew James Phillips.
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