Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mulpeter is a financial advisor with over 35 years of experience in the financial services industry. Matthew currently works at Wells Fargo Clearing Services, LLC in Rhinebeck, NY. Matthew has been registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) in New Jersey, New York, and Texas. Matthew has also held several licenses with the Financial Industry Regulatory Authority (FINRA) including Series 6, 7, 9, 10, 63, and 65. Matthew has previously worked for Citigroup Global Markets Inc. and Marketing One Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/24/2021 - Present
Wells Fargo Clearing Services, LLC (RHINEBECK NY)
NY
08/30/1993 - 03/17/2009
CITIGROUP GLOBAL MARKETS INC. (KINGSTON NY)
OR
07/25/1988 - 09/01/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
05/16/1986 - 12/21/1987
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 09/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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