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Matthew James Mahan

KKR Capital Markets LLC

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About Matthew James Mahan

Matthew James Mahan is a securities professional with over 2 years of experience in the financial services industry. Matthew Mahan is currently registered with KKR Capital Markets LLC and is licensed in 53 states and jurisdictions. Matthew Mahan has held a Series 7TO and Series 63 license since 2019 and a SIE license since 2019. Previously, Matthew Mahan was employed by PIMCO INVESTMENTS LLC.

Firm Information

Matthew Mahan is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Mahan’s Registration & Firm History

NY

09/10/2021 - Present

KKR Capital Markets LLC (New York NY)

TX

08/21/2019 - 06/24/2021

PIMCO INVESTMENTS LLC (Austin TX)

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Licenses & Designations

BC

Issued 01/06/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/27/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew James Mahan.
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