Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew James Lipari is a financial professional with over 13 years of experience in the industry. Currently, Matthew is a registered representative at Charles Schwab & Co., Inc., where they have been employed since September 2011. Prior to that, Matthew was associated with a variety of financial institutions, including SCOTTRADE, INC., INDEPENDENT FINANCIAL GROUP, LLC, and AFA FINANCIAL GROUP, LLC. Matthew holds multiple securities licenses, including Series 7, 9, 10, 55, 57TO and SIE. Matthew also holds a state license in Arizona, California, and Colorado. Matthew's primary focus is on providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
04/02/2024 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
MI
11/18/2010 - 08/30/2011
SCOTTRADE, INC. (TRAVERSE CITY MI)
MI
04/29/2010 - 07/22/2010
INDEPENDENT FINANCIAL GROUP, LLC (SHELBY TOWNSHIP MI)
CA
01/21/2010 - 04/29/2010
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
BOTH
Issued 01/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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