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Matthew James Karl

Hightower Securities, LLC

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About Matthew James Karl

Matthew Karl is a financial professional with over 5 years of experience in the industry. Matthew currently works at Hightower Securities, LLC and holds a Series 27, Series 99TO, and SIE licenses. Matthew has been a licensed financial professional since November 2018.

Firm Information

Matthew Karl is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Karl’s Registration & Firm History

IL

11/16/2018 - Present

Hightower Securities, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/16/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/08/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/08/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew James Karl.
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