Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Johnson has been in the financial services industry since 2003. Matthew is a Registered Representative and Investment Advisor Representative. He is currently registered with Moors & Cabot, Inc. in Florida, Georgia, Illinois, Montana, New Jersey, New York, Ohio, and Wisconsin. Previously, Matthew was employed by CITIGROUP GLOBAL MARKETS INC. in New York, New York and CITICORP INVESTMENT SERVICES in New York, New York. Matthew has a strong background in financial planning and portfolio management. He holds the Series 7, Series 6, Series 63, Series 65 and SIE licenses. Matthew is also a Certified Financial Planner™ and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2023 - Present
Moors & Cabot, Inc. (NAPLES FL)
NY
05/29/2007 - 02/02/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/03/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NJ
11/21/2002 - 02/04/2003
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 12/01/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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