Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew James Hearring is a financial advisor with over 8 years of experience in the financial services industry. Matthew currently works at Wells Fargo Clearing Services, LLC in Saint Louis, Missouri. Prior to joining Wells Fargo Clearing Services, LLC, Matthew worked at TD Ameritrade, Inc., Scottrade, Inc., and Wells Fargo Advisors, LLC. Matthew holds the Series 3, 7, 9, 10, 34, 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/09/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/26/2018 - 07/28/2022
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/10/2016 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
10/23/2014 - 04/26/2016
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
04/15/2014 - 07/10/2014
AXA ADVISORS, LLC (CLAYTON MO)
BOTH
Issued 05/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2019
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2018
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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