Unclaimed
Matthew Gavaghan is a financial advisor with Janney Montgomery Scott LLC. Matthew has been in the industry since May 2001. Matthew previously worked at Pershing LLC and Susquehanna Capital Group. Matthew has a Series 3, 7, 9, 10, 24 and SIE license. Matthew specializes in providing financial planning, investment advisory, and securities brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
03/31/2014 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
02/07/2013 - 03/27/2014
PERSHING LLC (KING OF PRUSSIA PA)
PA
06/21/2004 - 02/11/2013
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
04/25/2003 - 06/18/2004
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
02/19/2003 - 06/18/2004
SUSQUEHANNA FIXED INCOME, L.P. (BALA CYNWYD PA)
PA
07/11/2002 - 02/19/2003
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
05/01/2001 - 07/02/2002
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BC
Issued 02/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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