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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Frankiewicz is an investment advisor representative with Morgan Stanley. Matthew has been working in the financial services industry since 2000 and has been registered with Morgan Stanley since 2021. Prior to that, Matthew was with UBS Financial Services Inc. and PTI Securities & Futures L. P. Matthew is licensed in 28 states and holds a Series 3, Series 4, Series 7, Series 9, Series 10, and Series 66 licenses. Matthew is also a Registered Options Principal. Matthew provides financial planning, portfolio management for individuals, businesses, and investment companies, pension consulting, asset allocation advice, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
04/05/2021 - Present
Morgan Stanley (Chicago IL)
IL
02/06/2014 - 04/12/2021
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
10/18/2000 - 02/04/2014
PTI SECURITIES & FUTURES L. P. (CHICAGO IL)
BOTH
Issued 03/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/16/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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