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Matthew James Frain

Fisher Investments

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About Matthew James Frain

Matthew Frain is a financial advisor at Fisher Investments. Matthew Frain has been in the financial services industry since November 2012. Matthew Frain is currently registered with the state of Florida and Texas. Matthew Frain has Series 66, SIE and Series 7 licenses. Previously, Matthew Frain worked at Empower Financial Services, Inc, Carillon Fund Distributors, Inc, and T. Rowe Price Investment Services, Inc.

Firm Information

Matthew Frain is currently registered with Fisher Investments. Fisher Investments is an investment firm headquartered in Plano, Texas, managing over $298 billion in assets. The firm offers a range of advisory services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Fisher Investments serves a diverse client base, including individuals, high-net-worth individuals, corporations, and institutional investors.
Fisher Investments

6500 INTERNATIONAL PKWY

PLANO, TX 75093-8222

$298.73B

Assets Under Management

Not reported

Total Clients

2,215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio assessment

Portfolio assessment

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Matthew Frain’s Registration & Firm History

FL

04/11/2024 - Present

Fisher Investments (TAMPA FL)

CO

01/03/2023 - 03/25/2024

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

FL

09/06/2017 - 05/09/2022

CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)

FL

06/18/2013 - 09/05/2017

T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)

FL

11/08/2012 - 03/13/2013

FINANCIAL WEST GROUP (SEMINOLE FL)

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Licenses & Designations

BOTH

Issued 04/14/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Matthew James Frain.
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