Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew James Ford is a financial advisor with over 15 years of experience in the industry. Matthew is currently registered with LPL Financial LLC and has previously worked with several other firms including Raymond James Financial Services, Inc., Prospera Financial Services, Inc., Capital One Investing, LLC, Fidelity Brokerage Services LLC, Santander Securities LLC, and Oppenheimer & Co. Inc. Matthew holds Series 6, 7, 63, and 65 licenses as well as the SIE and Series 99TO exams. Matthew focuses on providing financial planning, portfolio management, and consulting services to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/01/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
03/01/2023 - 04/02/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (PLANO TX)
TX
02/12/2018 - 02/28/2023
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
VA
11/07/2016 - 02/01/2018
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
TX
10/01/2015 - 02/10/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/12/2013 - 08/17/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
MA
09/19/2012 - 07/05/2013
SANTANDER SECURITIES LLC (CAMBRIDGE MA)
MA
04/17/2012 - 09/19/2012
LPL FINANCIAL LLC (CAMBRIDGE MA)
MA
07/04/2008 - 10/04/2010
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
06/21/2007 - 05/05/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
01/05/2006 - 04/17/2007
MMC SECURITIES CORP. (NORWOOD MA)
IA
Issued 01/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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