Unclaimed
Matthew James Dell is a financial advisor with Fidelity Brokerage Services LLC. Matthew has been in the securities industry since December 11, 1996. Matthew is registered with FINRA and has a Series 7, Series 9, Series 10 and Series 63 license. Matthew is also registered with the state of Kentucky. Matthew currently works at the Fidelity Brokerage Services LLC branch office located in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
10/04/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
10/08/1996 - 07/30/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 10/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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