Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew James castano Brown is a registered representative with HSBC Securities (USA) Inc. Matthew has been in the securities industry since January 9, 2014. Matthew is currently registered with FINRA and holds the Series 7, Series 24, Series 14, and SIE licenses. Matthew has worked at HSBC Securities (USA) Inc. since February 23, 2017. Prior to that, Matthew worked at ICAP Corporates LLC and TFS Derivatives Corporation. Matthew is registered with the following firm: HSBC Securities (USA) Inc. Matthew has an active Series 14, Series 24, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
02/23/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
04/26/2016 - 01/04/2017
ICAP CORPORATES LLC (NEW YORK NY)
NY
11/19/2013 - 04/22/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 07/25/2024
Series 14 - Compliance Officer Examination
BC
Issued 04/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
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Nasdaq BX, Inc.
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Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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