Unclaimed
Matthew James Anstey is a financial advisor with Compass Point Research & Trading, LLC. Matthew has been in the industry since June 11, 2013. Matthew is registered to sell securities in District of Columbia and New York. Matthew is Series 63, Series 79 and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
06/12/2013 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
BC
Issued 05/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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