Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Alspaugh is an Investment Advisor Representative at CWM, LLC. Matthew has been in the industry since January 2015 and has a background in financial services. Matthew has Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Matthew is also registered with the state of Indiana as an Investment Advisor Representative. Matthew has experience in providing financial planning, portfolio management, and estate planning services to individuals, businesses, and trusts. Matthew is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
IN
07/30/2019 - Present
CWM, LLC (Indianapolis IN)
IN
10/18/2017 - 06/14/2019
CADARET, GRANT & CO., INC. (INDIANAPOLIS IN)
IN
02/22/2016 - 09/20/2017
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
12/02/2014 - 02/02/2016
PRUCO SECURITIES, LLC. (INDIANAPOLIS IN)
IA
Issued 04/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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