Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Jacobs is a financial professional with over 20 years of experience in the securities industry. Currently, Matthew Jacobs is registered with Bofa Securities, Inc. Previously, Matthew Jacobs was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Barclays Capital Inc., Lehman Brothers Inc., UBS International Inc., UBS Financial Services Inc. and Morgan Stanley DW Inc. Matthew Jacobs is a Series 3, 7, 9, 10, 24, 66 and SIE licensed professional. Matthew Jacobs holds licenses in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/23/2021 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
09/08/2015 - 09/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/05/2012 - 12/02/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 06/11/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/07/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/27/2005 - 11/14/2006
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
01/13/2004 - 07/01/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/08/2001 - 12/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/12/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2010
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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