Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Jacob Brotman is a financial professional with over 9 years of experience in the securities industry. He has a Series 7, Series 63, Series 86, Series 87, Series 79 and SIE license and is currently registered with Jonestrading. Matthew has also been previously registered with B. RILEY FBR, INC., FBR CAPITAL MARKETS & CO. and MLV & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2018 - Present
Jonestrading (NEW YORK NY)
NY
03/20/2017 - 06/13/2018
B. RILEY FBR, INC. (NEW YORK NY)
NY
09/01/2015 - 03/10/2017
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
07/22/2014 - 09/02/2015
MLV & CO. LLC (NEW YORK NY)
BC
Issued 08/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/06/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/02/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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