Unclaimed
Matthew Spradlin is a financial advisor with over 20 years of experience in the industry. Matthew holds the Series 7, 9, 10, and 66 securities licenses as well as the SIE designation. Matthew is a Certified Financial Planner and is registered to offer advisory services in multiple states. Currently, Matthew is an investment advisor representative at Steward Partners Investment Advisory, LLC, located in Midlothian, VA. Matthew is also an agent for Steward Partners Global Advisory, LLC, selling non-variable insurance products. Prior to his current roles, Matthew was a registered representative at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/23/2018 - Present
Steward Partners Investment Advisory, LLC (Midlothian VA)
VA
02/22/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (MIDLOTHIAN VA)
VA
11/20/2003 - 02/23/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
BOTH
Issued 12/5/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/4/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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