Unclaimed
Matthew Soderman is a financial advisor in Charlotte, NC. Matthew has been in the financial industry since November 4, 2011. Matthew is currently registered with Equitable Distributors, LLC. Previously, Matthew was registered with AXA Advisors, LLC. Matthew holds the Series 63, Series 7 and SIE licenses. Matthew is registered in California, Colorado, Idaho, Montana, Nevada, New Mexico, Texas, Utah, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/21/2012 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
11/04/2011 - 03/19/2012
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 02/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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