Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew J. Simon is a financial professional registered in California. Matthew has been in the securities industry since September 24, 2023 and is currently associated with Caplight Markets LLC. Matthew holds Series 7TO, SIE and Series 63 licenses. Matthew is also registered in Connecticut, Florida, Illinois, Nevada, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/25/2023 - Present
Caplight Markets LLC (San Francisco CA)
BC
Issued 10/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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