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Matthew J Ochoa

Morningstar Investment Services LLC

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About Matthew J Ochoa

Matthew Ochoa is a financial advisor with Morningstar Investment Services LLC. Matthew has been in the industry since December 13, 2006. Matthew holds a Series 7, Series 63, and Series 65. Matthew has been registered with the state of Illinois since June 24, 2010, and the state of Kansas since December 6, 2013. Previously, Matthew worked at Garden State Securities, Inc. Matthew's firm manages assets for individuals, businesses, high net worth individuals, charitable organizations, and pensions and profit-sharing plans. Matthew specializes in providing investment advisory services, including portfolio management for individuals and businesses.

Firm Information

Matthew Ochoa is currently registered with Morningstar Investment Services LLC. Morningstar Investment Services LLC is a Limited Liability Company formed in 2000. Based in Chicago, IL, the firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. It also offers selection of other advisers services. The firm has a strong track record with over 59,686 accounts and more than $11.97 billion in regulatory assets under management. Morningstar Investment Services LLC is registered with the SEC and is licensed to operate in Illinois.
Morningstar Investment Services LLC

22 WEST WASHINGTON STREET

CHICAGO, IL 60602-1605

$11.97B

Assets Under Management

9

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Aua

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Matthew Ochoa’s Registration & Firm History

IL

12/06/2013 - Present

Morningstar Investment Services LLC (CHICAGO IL)

IL

09/12/2006 - 12/04/2006

GARDEN STATE SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 06/23/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew J Ochoa.
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